SEBI/FEMA Advisory

SEBI/FEMA Advisory

At P&N Law Juris LLP, we provide expert legal advisory services on SEBI (Securities and Exchange Board of India) and FEMA (Foreign Exchange Management Act) regulations, ensuring businesses stay compliant with India’s financial and investment laws.

Our team assists companies, investors, and financial institutions in navigating complex regulatory frameworks related to capital markets, foreign investments, and cross-border transactions. From obtaining regulatory approvals to drafting compliance reports and handling investigations, we ensure seamless legal support at every stage.

Whether you need guidance on SEBI regulations for stock market transactions or FEMA compliance for foreign exchange dealings, P&N Law Juris LLP offers precise legal solutions to mitigate risks and ensure regulatory adherence. Let us help you navigate the complexities of financial regulations with confidence.

SEBI Compliance and Regulatory Advisory

We assist listed and unlisted companies in adhering to SEBI regulations and guidelines.
  • Advising on SEBI (LODR), Insider Trading, and Takeover Code compliance
  • Supporting IPOs, rights issues, and preferential allotments
  • Guiding on disclosure requirements for listed entities
  • Drafting codes for fair disclosure and conduct
  • Representing clients before SEBI in case of inquiries or show-cause notices

FEMA Advisory for Foreign Investments in India

We provide strategic guidance to Indian entities receiving foreign investments.
  • Advising on FDI policy, sectoral caps, and automatic vs. approval routes
  • Drafting and reviewing shareholder agreements in compliance with FEMA
  • Structuring joint ventures and wholly-owned subsidiaries involving foreign parties
  • Assisting with filing of FC-GPR and other RBI forms
  • Ensuring reporting obligations and timelines are met without errors

Outbound Investment Structuring and Compliance

We help Indian entities with legal structuring of overseas investments under FEMA.
  • Advising on ODI norms and permissible financial commitments
  • Drafting investment agreements and reviewing business structures
  • Filing necessary forms like ODI Part I and II, APR, and others with RBI
  • Assisting with bank coordination and compliance with Liberalised Remittance Scheme (LRS)
  • Ensuring post-investment reporting and regulatory compliance

Advisory on External Commercial Borrowings (ECB)

We support businesses in raising foreign debt legally and efficiently.
  • Advising on eligible borrowers, recognized lenders, and permitted end-uses
  • Structuring ECBs within prescribed all-in-cost ceilings
  • Drafting loan agreements and reviewing term sheets
  • Filing Form ECB and ensuring monthly and yearly compliance
  • Coordinating with AD Banks and RBI for approvals or clarifications

NRI and FPI Investment Support

We assist non-resident investors and FPIs in navigating the Indian legal and regulatory framework.
  • Advising NRIs and FPIs on investment routes and instruments
  • Structuring compliant real estate, equity, and debt investments
  • Assisting with FPI registration and KYC requirements
  • Drafting Power of Attorney and related legal documents
  • Advising on repatriation of funds and exit strategies

Due Diligence and Representation before Regulators

We conduct detailed legal checks and represent clients before RBI and SEBI.
  • Performing FEMA and SEBI due diligence during investments, exits, or restructurings
  • Identifying regulatory red flags and advising on legal remedies
  • Assisting in compounding of contraventions under FEMA
  • Drafting responses to regulatory notices and compliance reports
  • Representing clients in adjudication and settlement proceedings